Topic module

AMFI Code of Conduct

Fair presentation, inducement control, confidentiality, no mis-selling, complaint help and training.

Long-form learning

Concept to Risk to Memory to Check-up

601 bilingual scenario questions, answer explanations, topic drills, mixed practice, and 100+ flashcards.

Core concepts

Concept 1

Confirm the current rule from the official source.

Concept 2

Read client facts, amount, timing, and document trail together.

Concept 3

Choose the role-safe documented action instead of the shortcut.

Targeted study blocks

Practice focus

AMFI Code of Conduct

Fair presentation, inducement control, confidentiality, no mis-selling, complaint help and training.

Risk pitfalls and guardrails

Choosing guaranteed-return language or verbal approval.

Guardrail: Avoid guarantee, backdating, missing KYC, and verbal-approval traps.

Relying on old notes, missing KYC, or backdated records.

Guardrail: Avoid guarantee, backdating, missing KYC, and verbal-approval traps.

Memory anchors

AMFI Code of Conduct

Fair presentation, inducement control, confidentiality, no mis-selling, complaint help and training.

Checkpoint rule

Do the check-up only after you can summarize each concept in one sentence and identify one dangerous pitfall from memory.

Knowledge Check (after reading)

Short check-up to confirm understanding of this module.

1-2 question checkpoint

An MFD offers to return part of the received trail commission to an investor who buys today. Which conduct issue arises?

A salesperson recommends repeated switches mainly because each transaction improves compensation. What practice is this?

Answer all questions to submit.

Next step personalized recommendations

Move forward only after this module is stable.

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